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Q1: How can a NRI avoid TDS on the interest earned in NRO account and which forms do I have to be submit to the bank (assuming income is not taxable).

Q2: I left India for a 3-month training programme in Switzerland on 20th Feb. 2000. Initially my visa was till 20th May 2000. Then I got the work permit of Switzerland till 6th Aug. 2000.
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In between, I came to USA for project purposes but my USA visit was made via India. Because I couldn't get visa from Switzerland to US. I stayed in India for six days to get US B1 Visa.

I would like to ask you following things:

"Am I a NRI, taking into consideration that I was in India for 5-6 days".
If I transfer money to India, is the income earned in Switzerland taxable?
If I transfer money to India, is the income earned in USA taxable?
If I visit India after some time, convert Dollars into Rupees and then deposit it into a savings account in India, will it be objectionable?
I am very curious about these issues and would like to get answers for the same.

--- Pradeep Sardesai, USA


Q3
: I moved to the UAE in Jan. 2000. I have invested in shares besides earning rental income in India. How will the dividends on shares be treated after having become an NRI? I also want to sell some of these shares and shift to scrips. What are the tax implications? All my holdings are long-term in nature.

--- Padmakumar Pillai, U.A.E.


Q4
: I am a software engineer working in CA,USA. I came here on 24th Nov. 1999. Will I be considered as a NRI? If not, then what is my status (NRE, NRNR, RFC, FCNR)?

--- Sanjay, USA


Q5
: I want to know about the Estate Tax in India. Is it different for assets in India and assets outside India? Will all the assets be considered as a whole for calculation? What are the tax rates? How and what methods can be used to minimise / eliminate this. Is there any other relevent information that can help in planning for this well in advance. Any reading suggestions, etc.?

--- Vinesh Kumar Tanwar, UAE


Q1: How can a NRI avoid TDS on the interest earned in NRO account and which forms have to be submitted to the bank (assuming income is not taxable).

A1: There are excellent avenues open to NRIs to park non-repatriable funds. They can invest in shares where the dividend is tax-free. Open-ended equity-based dividend schemes of UTI / MF's as well as US-64 of UTI also enjoy freedom from tax until 1.4.92. Those who are averse to the market-related risks should go in for the debt-based schemes of UTI/MF's where the dividend is also tax-free in the hands of the investor but should be avoided in view of the fact that it suffers from dividend tax of 22% at source. The growth-based schemes attract capital gains which are subject to TDS for all MF's. However, UTI does not apply TDS so far even on such schemes since it is covered by UTI Act and not by SEBI Act.

Now, coming to the main query. One can ensure that TDS is not applied at source by adopting the following measures :

1. You may make an application u/s 195(3) to your ITO in Form-15D requesting for grant of a certificate authorizing you to receive income (not being salary and interest on securities) without TDS. If the ITO feels that it is a deserving case for such a favour, he will issue a certificate in Form-E. This certificate will be valid for the period specified by him in the Form or till it is cancelled by him.

2. In case you earn interest, other than interest on securities, you may give a declaration in duplicate u/s 197(A1A) in Form 15-H to the company paying you interest stating that the tax on your total income including the interest on other than interest on securities, computed in accordance with the provisions of the Act, (meaning, after claiming all the exemptions and rebates) for the year will be nil.
I have given you the details because you asked for them. Let me warn you. All this is riddled with hassles. I entreat you to avoid investing in any avenues which are expected to aptly TDS by chalking out a strategy based on the data given by me hereinabove. If there are strong reasons for you to invest large sums in NRO accounts, let the bank merrily apply TDS. File the tax returns and claim the refund.

Very simple indeed!

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Q2:   I left India for a 3-month training programme in Switzerland on 20th Feb. 2000. Initially my visa was till 20th May 2000. Then I got the work permit of Switzerland till 6th Aug. 2000.

In between, I came to USA for project purposes but my USA visit was made via India. Because I couldn't get visa from Switzerland to US. I stayed in India for six days to get US B1 Visa.

I would like to ask you following things:

"Am I a NRI, taking into consideration that I was in India for 5-6 days".
If I transfer money to India, is the income earned in Switzerland taxable?
If I transfer money to India, is theincome earned in USA taxable?
If I visit India after some time, convert Dollars into Rupees and then deposit it into a savings account in India, will it be objectionable?
I am very curious about these issues and would like to get answers for the same.

--- Pradeep Sardesai, USA

A2: Being a trainee, you are not an NRI from FERA point of view. Having been in India for more than 182 days, you are not an NRI either for 99-00 or for 00-01. FEMA will be replacing FERA on 1.6.00. However, in your case, the answer does not change.

Please read FAQ 00 and FAQ 12 for further details.

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Q3:  I moved to the UAE in Jan. 2000. I have invested in shares besides earning rental income in India. How will the dividends on shares be treated after having become an NRI? I also want to sell some of these shares and shift to scrips. What are the tax implications? All my holdings are long-term in nature.

 

--- Padmakumar Pillai, U.A.E.

A3: The first and most important thing to do is to inform all the companies, banks, institutions, etc., wherever you have investments about your change in status. It is also necessary to inform RBI.

The dividend is tax-free and straightaway repatriable. Your bank can help you in the necessary paperwork. The capital gains are also repatriable after you pay tax thereon or correct tax is deducted at source. The original capital however, is not repatriable in any case, as of now.

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Q4: I am a software engineer working in CA,USA. I came here on 24th Nov. 1999. Will I be considered as a NRI? If not, then what is my status (NRE,NRNR,RFC,FCNR)?

 

--- Sanjay, USA

A4: Having gone outside India for employment, you are a NRI for FERA (as well as FEMA), but you are very much a Resident for Income Tax during FY 99-00. Your foreign income is taxable for FY 99-00 but you are eligible for DTAA between India and the USA.

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Q5: I want to know about the Estate Tax in India. Is it different for assets in India and assets outside India? Will all the assets be considered as a whole for calculation? What are the tax rates? How and what methods can be used to minimise / eliminate this. Is there any other relevent information that can help in planning for this well in advance. Any reading suggestions, etc.?

 

--- Vinesh Kumar Tanwar, UAE

A5: I hope I am not misunderstanding you. Estate Duty is levied on the estate of a person after his demise, before it is distributed amongst his legatees. Estate Duty has been abolished in India w.e.f. 16.3.85.

I feel what you have in your mind is wealth tax. This also stands virtually abolished. There is no tax on productive assets. This means that all your business assets, including industrial estates owned by you are free from wealth tax. Again, all your investments in shares, banks, etc., are considered as productive assets. Similarly, there is no wealth tax on a residential house, irrespective of its size. You do not have to worry about wealth tax, unless you have cars, jewellery, houses, aeroplanes, yachts, etc., of over Rs. 15 lakhs.

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